Course Listings

publication-ss_19651270

Financial Markets Structuring & Advisory Course (Virtual Classroom)

Program Code: P200420KEQ NEW!
Next Course Intake : November 2020

COURSE OVERVIEW

This course is conducted by Online Virtual Classroom

The course is designed for middle to senior level executives in the financial markets. The programme will enhance participants’ understanding on financial markets structuring and allows participants to better upskill their ability to advice a vast cross section of clients. This course will also cover how to apply the appropriate engagement strategy to propose bespoke solutions to clients. There will be case studies to illustrate the techniques and strategies on risk. In the process upskill themselves to structure bespoke solutions to meet client’s needs at appropriate profitability and risk level.

WHO SHOULD ATTEND

Flow Traders and Execution Sales with good knowledge of flow financial products and who wants to acquire a deeper understanding and knowledge of bespoke structured solutions. This course will also help them acquire analytical skills to identify and assess potential risk exposures of clients from internal and external information. In the process upskill themselves to structure and market bespoke solutions to meet client’s needs.

It is may also help Investment Bankers and Relationship Managers with sound financial markets products knowledge who wants to better understand and enhance their knowledge of available bespoke client solutions so as to upskill themselves to provide solutions beyond investment banking products.

OBJECTIVES

Objectives of this course are:

  • To apply the appropriate engagement strategy to propose bespoke solutions
  • To understand the origination process through case studies
  • To learn techniques in getting clients’ buy-in
  • To acquire analytical and structuring skills

Duration of Course – 4 sessions of 3 hours each by Online Virtual Classroom
Assessment MCQ of 30 Mins

Course Fees - S$ 2,700 (Nett Fees S$889; IBF FTS Funding & GST included)

FTS Funding please visit IBF website: https://www.ibf.org.sg/programmes/Pages/IBF-FTS.aspx

Trainers: Mr. Jerry Huynh

*Requirement: Computer Device with video / camera function

*Participants of the Structuring & Advisory Course are highly recommended to sign-up for New Product Approval course as a continuation to the Structuring & Advisory Program.

 

Course Prospectus

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Trainer's Profile

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Registration Form

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publication-ss_19651270

Financial Markets New Product Approval Course (Virtual Classroom)

Program Code: P200420VYM NEW!
Next Course Intake : November 2020

COURSE OVERVIEW

This course is conducted by virtual classroom online

This course will help all levels of Financial Markets participants with requirement for product termsheet and documentation knowledge. The programme will enhance participants’ understanding on financial markets new product approval policy and review processes. This course will cover the use of ISDA and associated documents as legal documentation to minimize operational risks. Formulate term sheet for the bespoke solution with full disclosure of product features and risks. There will be case studies to illustrate the importance of documentation and post transaction client engagement. The case study will help us understand the steps to perform periodic evaluation.

WHO SHOULD ATTEND

Execution Sales, Structuring Sales and Middle Office & Compliance Executives with knowledge of flow financial products and who want to acquire a deeper understanding and knowledge of internal and external approval and documentation requirements for execution of bespoke solutions to client. This course will also benefit those who have completed the Structuring and Advisory Course.

OBJECTIVES

Objectives of this course are:

  • To apply the New Product Approval policy and review processes
  • To understand the documentation requirements for execution of bespoke solutions to client
  • To understand operational risks and acquire the techniques to minimize key operational risks

There will be an Assessment ( MCQ ) after the training session.

Duration of Course – 3 ½ Hours Core SFA CPD

Course Fees - S$ 600 (Nett Fee S$72; IBF FTS Funding and GST included)

FTS Funding please visit IBF website: https://www.ibf.org.sg/programmes/Pages/IBF-FTS.aspx

Trainers : Mr. Jerry Huynh

*Requirement: Computer Device with video / camera function

Course Prospectus

Download Here

Trainer's Profile

Download Here

Registration Form

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Contact Us

Email Us

publication-ss_19651270

Financial Markets Risk Management Course (Virtual Classroom)

Program Code: P200504UZW NEW!
Next Course Intake : November 2020

COURSE OVERVIEW

This course is conducted by virtual classroom online

The course is designed for Financial Markets junior traders and sales with under 3 years’ experience. The programme will enhance participants’ understanding on financial markets risks, controls and protocols. This course will cover the types of Financial Markets Risk and Controls and will help to distinguish the different control functions of Financial Markets activities.

WHO SHOULD ATTEND

Junior Trader and Sales personnel within Treasury Markets function. This course would also be relevant for financial markets middle office and compliance officers looking for a better understanding of the subject matter.

OBJECTIVES

Objective of this course is:

  • Identify the 3 types of Financial Markets Risk
  • Understand the 3Ms in Risk Management
  • Identify the various types of Market risk and controls
  • Identify the various types of Credit risk and controls
  • Identify the various of types of Liquidity risk and controls
  • Distinguish the different functions of Financial Markets activities

COURSE REQUISITES

Attendees should have a basic understanding of Treasury products and market terminologies. Pre-requisites reading and product knowledge includes

  1. Global BIS FX Code of Conduct 2018

Duration of Course – 2 Hours of Virtual Classroom
There will be an Assessment ( MCQ ) after the training session.

Course Fees - S$ 500 (Nett Fees S$60; IBF FTS Funding & GST included)

FTS Funding please visit IBF website: https://www.ibf.org.sg/programmes/Pages/IBF-FTS.aspx

Trainer: Thomas Poh

*All participants must have a computer device with video camera functions for this course and for identification purpose.

Course Prospectus

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Trainer's Profile

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Registration Form

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Contact Us

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publication-ss_19651270

Financial Markets Structuring & Advisory Course

Next Course Intake : March 2020

The Financial Markets Structuring Advisory Course is designed for middle to senior level executives in the financial markets. The programme will enhance participants’ understanding of financial markets structuring and allows participants to upskill their ability to advice a wider cross section of clients. This course may also be suitable for FIG RMs (with products knowledge) to gain better understanding on how to cross sell more effectively. There will be case studies to illustrate the techniques and strategies on risk. The course will also help participants gain an understanding of internal and external approval and documentation requirements for execution of bespoke solutions to client.

WHO SHOULD ATTEND

Flow Traders and Execution Sales with good knowledge of flow financial products and who want to acquire a deeper understanding and knowledge of bespoke structured solutions. This course will also help them acquire analytical skills to identify and assess potential risk exposures of clients from internal and external information. Through the course, participants will be upskilled to structure and market bespoke solutions to meet client’s needs at appropriate profitability and risk level.

It may also help Investment Bankers and Relationship Managers with sound Financial Markets Products knowledge who wants to better understand and enhance their knowledge of available bespoke client solutions for financial market risks. With this course they can upskill themselves to provide solutions beyond investment banking products. The course will also help participants gain an understanding of internal and external approval and documentation requirements for execution of bespoke solutions to client.

OBJECTIVES

Objectives of this course are:

  • To apply the appropriate engagement strategy to propose bespoke solutions
  • To understand the origination process through case studies
  • To learn techniques in getting clients’ buy-in
  • To acquire analytical and structuring skills

Duration of Course – 3 Full Days

Course Fees is S$3,300 (excluding 7% GST)

This programme is approved for listing on the Financial Training Scheme (FTS) Programme Directory and is eligible for FTS claims subject to all eligibility criteria being met. This program qualifies for SFA CPD (4 hours).

For more information, please email to enquiry@acisin.com

Course Outline

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Course Registration

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publication-ss_19651270

Financial Markets Product Control & Compliance Course (Foundation)

27 March – 29 March 2018 

The Financial Markets Product Control & Compliance Course (Foundation) is a course targeted at banking professionals with 1-3 years experience. The course will equip participants with foundational product control skills and enhance their understanding of regulations and compliance issues relating to financial markets transactions. Incorporating practical illustrations and case studies into the training materials, participants will acquire the skills necessary to produce P&L reports for financial market products and perform control tasks to ensure compliance of relevant regulations.

Currently, the banking industry is highly competitive and tightly regulated. Therefore, banks require well equipped professionals at all levels, with the necessary control skills to minimize operational risks. The demands on such professionals are high, and the course seeks to equip these junior professionals with a foundational knowledge of the product control and compliance functions, paying particular attention to profit/loss reports production while giving broader foundational coverage on product control, regulations and compliance.

Our experienced trainer, Ms Justina Koh, has more than 30 years of experience in the financial services sector. She has worked with several global financial institutions specializing in financial and product control, system implementation, regulatory and internal control, and financial markets operations.

The FSDF Financial Training Scheme (FTS) subsidy of 50% will be available to eligible company-sponsored participants, upon successful completion of the modules.

The course duration & cost are provided below:

Session Day Duration
Session  1 9.00 am to 12.00 pm
Session  2 1.00 pm to 4.00 pm
9.00 am to 12.00 pm
Session  4 1.00 pm to 4.00 pm
9.00 am to 12.00 pm
Session  6 1.00 pm to 4.00 pm
Course fee for the above sessions S$2,407.50
(Course fee S$2,250.00 + 7% GST S$157.50) per person

For more information, please email to enquiry@acisin.com

Application
form

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For more information

Contact Us Now

publication-ss_19651270

Financial Markets Product Control & Compliance Course (Foundation)

The Financial Markets Product Control & Compliance Course (Foundation) is a course targeted at banking professionals with 1-3 years experience. The course will equip participants with foundational product control skills and enhance their understanding of regulations and compliance issues relating to financial markets transactions. Incorporating practical illustrations and case studies into the training materials, participants will acquire the skills necessary to produce P&L reports for financial market products and perform control tasks to ensure compliance of relevant regulations.

Currently, the banking industry is highly competitive and tightly regulated. Therefore, banks require well equipped professionals at all levels, with the necessary control skills to minimize operational risks. The demands on such professionals are high, and the course seeks to equip these junior professionals with a foundational knowledge of the product control and compliance functions, paying particular attention to profit/loss reports production while giving broader foundational coverage on product control, regulations and compliance.

Our experienced trainer, Justina Koh has over 30 years’ experience with several international banks, where she was responsible for financial and operational control, regulatory and internal control and project management. Justina provides consulting and advisory services for banks and has been engaged in financial training for more than 10 years. Justina works closely with SMU Academy to develop course curriculum and facilitate training to banking professionals in the areas of financial markets product control and operations. She is also a course program director for ACI Singapore to develop course programs for financial markets regulatory practices and middle office.  Justina earned a Bachelor of Accountancy Degree from the National University of Singapore and obtained a master’s degree in Applied Finance from Macquarie University. She is a Chartered Accountant with the Institute of Singapore Chartered Accountant.

The FSDF Financial Training Scheme (FTS) subsidy of 50% will be available to eligible company-sponsored participants, upon successful completion of the modules.

The course duration & cost are provided below:

Session Day Duration
Session 1 Day 1 9.00 am to 12.00 pm
Session 2 Day 1 1.00 pm to 4.00 pm
Session 3 Day 2 9.00 am to 12.00 pm
Session 4 Day 2 1.00 pm to 4.00 pm
Session 5 Day 3 9.00 am to 12.00 pm
Session 6 Day 3 1.00 pm to 4.00 pm
Course fee for the above sessions S$2,407.50
(Course fee S$2,250.00 + 7% GST S$157.50) per person

For more information, please email to enquiry@acisin.com

Application
form

For more information

Contact Us Now

ACI Singapore Financial Markets Training Fund

The ACI Singapore Financial Markets Training Fund aims to encourage aspiring individuals to pursue a career in financial markets, and build a pipeline of new talent to support the growth and development of the financial markets industry. In collaboration with the Singapore Management University, the Training Fund sponsors 30% of training fees to the ACI-SMU Financial Markets Certificate (IBF Level 1) (click here for details about the course) program, designed to bridge competency gaps for new entrants. Participants may also receive IBF-STS funding of the remaining 70% training fees, subject to all eligibility criteria being met.

Who is eligible?

  • Singapore citizens and Permanent Residents
  • Bachelor’s degree with good GPA
  • Full-time work experience of less than 5 years
  • Priority shall be given to working professionals from non-banking sectors

For further details, terms and conditions, please contact SMU Academy I Financial ServicesTel: 6828 0563 |Email: fti@smu.edu.sg

Course
brochure

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Online
Application
form

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