Course Listings

publication-ss_19651270

Financial Markets Product Control & Compliance Course (Foundation)

27 March – 29 March 2018 

The Financial Markets Product Control & Compliance Course (Foundation) is a course targeted at banking professionals with 1-3 years experience. The course will equip participants with foundational product control skills and enhance their understanding of regulations and compliance issues relating to financial markets transactions. Incorporating practical illustrations and case studies into the training materials, participants will acquire the skills necessary to produce P&L reports for financial market products and perform control tasks to ensure compliance of relevant regulations.

Currently, the banking industry is highly competitive and tightly regulated. Therefore, banks require well equipped professionals at all levels, with the necessary control skills to minimize operational risks. The demands on such professionals are high, and the course seeks to equip these junior professionals with a foundational knowledge of the product control and compliance functions, paying particular attention to profit/loss reports production while giving broader foundational coverage on product control, regulations and compliance.

Our experienced trainer, Ms Justina Koh, has more than 30 years of experience in the financial services sector. She has worked with several global financial institutions specializing in financial and product control, system implementation, regulatory and internal control, and financial markets operations.

The FSDF Financial Training Scheme (FTS) subsidy of 50% will be available to eligible company-sponsored participants, upon successful completion of the modules.

The course duration & cost are provided below:

Session Day Duration
Session  1 27 March 2018 (Tuesday) 9.00 am to 12.00 pm
Session  2 27 March 2018 (Tuesday) 1.00 pm to 4.00 pm
Session  3 28 March 2018 (Wednesday) 9.00 am to 12.00 pm
Session  4 28 March 2018 (Wednesday) 1.00 pm to 4.00 pm
Session  5 29 March 2018 (Thursday) 9.00 am to 12.00 pm
Session  6 29 March 2018 (Thursday) 1.00 pm to 4.00 pm
Course fee for the above sessions S$2,407.50
(Course fee S$2,250.00 + 7% GST S$157.50) per person

For more information, please email to fongling@acisin.com

Application
form

Download Here

For more information

Contact Us Now

publication-ss_19651270

Financial Markets Product Control & Compliance Course (Foundation)

The Financial Markets Product Control & Compliance Course (Foundation) is a course targeted at banking professionals with 1-3 years experience. The course will equip participants with foundational product control skills and enhance their understanding of regulations and compliance issues relating to financial markets transactions. Incorporating practical illustrations and case studies into the training materials, participants will acquire the skills necessary to produce P&L reports for financial market products and perform control tasks to ensure compliance of relevant regulations.

Currently, the banking industry is highly competitive and tightly regulated. Therefore, banks require well equipped professionals at all levels, with the necessary control skills to minimize operational risks. The demands on such professionals are high, and the course seeks to equip these junior professionals with a foundational knowledge of the product control and compliance functions, paying particular attention to profit/loss reports production while giving broader foundational coverage on product control, regulations and compliance.

Our experienced trainer, Justina Koh has over 30 years’ experience with several international banks, where she was responsible for financial and operational control, regulatory and internal control and project management. Justina provides consulting and advisory services for banks and has been engaged in financial training for more than 10 years. Justina works closely with SMU Academy to develop course curriculum and facilitate training to banking professionals in the areas of financial markets product control and operations. She is also a course program director for ACI Singapore to develop course programs for financial markets regulatory practices and middle office.  Justina earned a Bachelor of Accountancy Degree from the National University of Singapore and obtained a master’s degree in Applied Finance from Macquarie University. She is a Chartered Accountant with the Institute of Singapore Chartered Accountant.

The FSDF Financial Training Scheme (FTS) subsidy of 50% will be available to eligible company-sponsored participants, upon successful completion of the modules.

The course duration & cost are provided below:

Session Day Duration
Session 1 Day 1 9.00 am to 12.00 pm
Session 2 Day 1 1.00 pm to 4.00 pm
Session 3 Day 2 9.00 am to 12.00 pm
Session 4 Day 2 1.00 pm to 4.00 pm
Session 5 Day 3 9.00 am to 12.00 pm
Session 6 Day 3 1.00 pm to 4.00 pm
Course fee for the above sessions S$2,407.50
(Course fee S$2,250.00 + 7% GST S$157.50) per person

For more information, please email to fongling@acisin.com

Application
form

For more information

Contact Us Now

publication-ss_19651270

ACI – SMU Financial Markets Certificate (IBF Level 1)

M1: Building Blocks | 23 Feb – 13 Apr 2019  | ^$3,850
M2: Trading and Treasury Sales 
| 6 Jul – 24 Aug 2019   | ^$3,150

Designed for new entrants who aspire to take on front and middle office roles, the ACI-SMU Financial Markets Certificate (IBF Level 1) course aims to deepen their understanding and competencies in global markets.

Module 1: Building Blocks looks at market practices of various financial instruments. Module 2: Trading & Treasury Sales drills down on the practical aspects in different functions and activities across the financial markets value chain.

Participants who successfully complete and pass both modules, including the Financial Markets Regulatory Practice (FMRP) administered by IBF, will be conferred the IBF Qualified (IBFQ) certification by The Institute of Banking & Finance (IBF).

  • Gain an overview of the global financial markets
  • Understand the regulatory framework for financial markets activities
  • Interpret the influence of macro-economic factors on financial markets
  • Distinguish the characteristics and applications of different financial markets instruments
  • Outline the role of investment banks in capital markets activities
  • Differentiate trading and treasury sales functions and activities
  • Identify trading and market-marketing opportunities
  • Structure treasury solutions to meet clients’ needs
  • Complete the documentation, clearing and settlement of financial trades
  • Know the importance of risk and asset-liability management for financial institutions

Apply now to secure a place on the program.  Please contact us for details on registration.

^ Training programmes that have been successfully accredited under the IBF Standards will be eligible for funding under the IBF Standards Training Scheme (IBF-STS), subject to all eligibility criteria being met.

IBF-STS Funding of 70% is available to eligible institutions and qualified individuals.Singapore Citizens aged 40 years old and above are eligiblefor 90% co-funding of direct training costs, subject to a cap of S$7,000 per participant per programme. Terms and conditions apply.

ACI Singapore – The Financial Markets Association
Fong Ling:+65 6732 0430  Email: fongling@acisin.com or enquiry@acisin.com
Web: www.acisin.com

SMU Academy I Financial Services
Jaclyn Mah: +65 6828 0254 I Diane Sew: +65 6808 5117
Email: fti@smu.edu.sg   Web: smu.sg/academyfs

Offered jointly in collaboration between:

    

Course
brochure

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Application
form

Register here

 

ACI Singapore Financial Markets Training Fund

The ACI Singapore Financial Markets Training Fund aims to encourage aspiring individuals to pursue a career in financial markets, and build a pipeline of new talent to support the growth and development of the financial markets industry. In collaboration with the Singapore Management University, the Training Fund sponsors 30% of training fees to the ACI-SMU Financial Markets Certificate (IBF Level 1) (click here for details about the course) program, designed to bridge competency gaps for new entrants. Participants may also receive IBF-STS funding of the remaining 70% training fees, subject to all eligibility criteria being met.

Who is eligible?

  • Singapore citizens and Permanent Residents
  • Bachelor’s degree with good GPA
  • Full-time work experience of less than 5 years
  • Priority shall be given to working professionals from non-banking sectors

For further details, terms and conditions, please contact SMU Academy I Financial ServicesTel: 6828 0563 |Email: fti@smu.edu.sg

Course
brochure

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Online
Application
form

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